Lynette Dorta Morales
Hatillo
Summary
Focused Compliance Officer bringing many years of expertise in regulatory compliance, audit procedures, project oversight and risk management. Excellent history of delivering effective leadership and training to support staff development. Driven and strategic with an aptitude for program management. Advanced knowledge of audit methodologies, functions, and compliance teams.
Overview
21
21
years of professional experience
6000
6000
years of post-secondary education
Work History
Compliance Officer
Banco Popular
San Juan
01.2020 - 01.2026
- Investigates the referrals of unusual or potentially suspicious activities and files Suspicious Activity Report (SAR) to Financial Crimes Enforcement Network (FinCEn) on transactions not in compliance with regulatory guidelines.
- As part of task are data gathering from bank systems or external resources, complete the request of information to responsible unit and decide if unusual activity will be reported to (FinCen) or case will be closed.
Internal Auditor
Banco Popular
San Juan
01.2010 - 01.2020
- Perform audits related to the following units: Commercial Loans Processing, Collections, International Services, Popular Fiduciary Services, Transfer Agents, Mortgage Default, deShow, Mortgage Accounting, Our People, Commercial Workout, Retail Banking, Consumer Workout and Consumer Credit among others.
- Auditor in charge of audits such like Transfer Agent, and Loss Shared Agreement Audits.
- Support in the planning to several audits.
- Perform tests related to Sarbanes Oxley Regulation.
- Perform tests related to Regulatory and Financial Compliance Division.
- Make findings based on deviation occurred and their risk.
Internal Auditor
Westernbank
Mayagüez
01.2005 - 01.2010
- Perform audits related to Commercial Loans Department., Commercial Construction Department, Special Loans Department, Consumer Credit Department, Mortgage Default Department and Compliance Department.
- Perform tests relates to Sarbanes Oxley Regulation.
- Perform tests relates to the compliance of Bank Secrecy Act.
- Answer the coaching notes issued by working paper reviewer.
- Resolve all pending exceptions and issues prior submit final report.
- Support to external auditors.
Education
Master’s - business administration, Minor in Finance
Interamerican University
San GermánMaster’s - business administration, Major in Accounting
Interamerican University
San GermánBachelor’s degree - business administration, Major in Management
University of Puerto Rico
AreciboReferences
Available as per your request.
Languages
English
Beginner
A1
Timeline
Compliance Officer
Banco Popular
01.2020 - 01.2026
Internal Auditor
Banco Popular
01.2010 - 01.2020
Internal Auditor
Westernbank
01.2005 - 01.2010
Master’s - business administration, Minor in Finance
Interamerican University
Master’s - business administration, Major in Accounting
Interamerican University
Bachelor’s degree - business administration, Major in Management
University of Puerto Rico