Teresita Cobián Jiménez
Compliance Analyst
Madrid
Summary
Experienced Compliance Analyst with extensive knowledge in legal guidelines and compliance best practices. Adept at maintaining and enforcing comprehensive risk management protocols and designing, implementing, and fostering a robust safety culture within organizations to ensure adherence to internal compliance standards and external legal mandates.
Overview
6
6
years of professional experience
4
4
years of post-secondary education
1
1
Language
Work History
Compliance Analyst
Fairwinds International Bank
10.2021 - 10.2024
- Conducted thorough transaction monitoring to detect and report suspicious activities, ensuring adherence to AML (Anti-Money Laundering) regulations
- Performed enhanced due diligence on high-risk accounts and clients, assessing potential risks and ensuring compliance with regulatory standards
- Conducted background checks on clients as part of the due diligence process, verifying their identity and assessing their risk profile
- Identified and investigated potential red flags in financial transactions, applying critical analysis to mitigate risks
- Executed comprehensive transaction analysis to detect unusual patterns and trends, contributing to effective risk management
- Conducted investigations on identified suspicious activity, compiling detailed reports and coordinating with relevant departments to address findings
- Filed Suspicious Activity Reports (SARs) with precision, providing detailed and accurate information to regulatory authorities
- Conducted account analysis to verify customer information and ensure compliance with KYC (Know Your Customer) requirements
- Assisted in the account opening process, verifying documentation and conducting background checks to ensure regulatory compliance
- Led file cleanup projects to maintain accurate and up-to-date records, enhancing the efficiency and accuracy of compliance operations according to federal and state regulations
- Attended symposiums with local and federal regulatory and enforcement agencies to stay updated on compliance trends and best practices
- Provided annual compliance trainings to the board, ensuring they were informed of regulatory updates and best practices
Compliance Analyst
FINCAdvisers
02.2020 - 10.2021
- Defined and prepared comprehensive compliance training presentations
- Documented compliance standard operating procedures to ensure adherence to regulatory requirements
- Translated technical documentation, including compliance policies, laws, regulations, and procedures, in both Spanish and English
- Filed Suspicious Activity Reports (SARs) in accordance with regulatory guidelines
Financial Analyst
International Financial Enterprise Bank
07.2018 - 02.2020
- Supported Management in monitoring and ensuring compliance with regulations related to BSA/AML, including OFAC and FinCEN
- Contributed to the development and implementation of the Bank’s AML, BSA, CIP/KYC, Monitoring, and Regulatory Compliance programs, procedures, and policies
- Monitored digital business programs, including Jack Henry, Meridianlink, Xperience, Q2, and Synergy, for compliance
- Conducted Enhanced Due Diligence (EDD) on high-risk customers to mitigate potential risks
- Developed and implemented training programs for IFEB’s account opening process
- Participated in the development and verification of customer information pending approval as part of the account opening process
Education
Major in Political Science - Political Science, Philosophy
The New School University
New York, NY 08.2012 - 05.2016
Skills
Compliance Management
Risk Management
Transaction Monitoring and Analysis
Due Diligence
Training and Documentation
Regulatory Knowledge and Engagement
Financial Analysis
Project Management
Trainings
Anti-Money Laundering (AML) Training
Regulatory Compliance Training
Know Your Customer (KYC) Training
Data Protection and Privacy Compliance
Risk Management Training
Fraud Detection and Prevention Training
Timeline
Compliance Analyst
Fairwinds International Bank
10.2021 - 10.2024
Compliance Analyst
FINCAdvisers
02.2020 - 10.2021
Financial Analyst
International Financial Enterprise Bank
07.2018 - 02.2020
Major in Political Science - Political Science, Philosophy
The New School University
08.2012 - 05.2016
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